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Podcast: Corruption Crime & Compliance
Episode: Episode 10 -- How to Conduct a Risk and Compliance Assesment
Description: An effective ethics and compliance program requires a careful assessment of risks and existing controls.  In order to design and implement an effective program, a chief compliance officer has to identify and prioritize company risks.  In addition, a CCO has to review and understand how existing compliance controls mitigate existing risks.
A risk assessment is the foundation of a compliance program, but has to incorporate a review of existing controls. Â A CCO has to address both of these subjects to develop an effective strategy for risk mitigation and overall compliance program operations.
In this episode, Mich...