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Podcast: Tokens of Wisdom
Episode: Episode 14: LIVE Marketing Rule Event!
Description: We have a super-sized episode for you today, and it’s different from our usual fare in more than just length. Last week, I invited Fizza Khan - CEO of Silver Regulatory Associates; Mike Fitzgerald – Managing Director and Global Head of Cap Intro at TD Cowen; and Malhar Oza – Senior Associate at CFM to join me for an in-person event discussing the SEC’s marketing rule. This episode is a lightly edited recording of that conversation.Key Points From This Episode:The new marketing rule consolidates two prior SEC rules and myriad S...