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Podcast: Following the Rules
Episode: Nick Miller, former FCA regulator and Moody’s MD, on the UK watchdog’s future and what not to do when interacting with your supervisor
Description: Today’s guest outlines how he believes the Financial Conduct Authority’s ever-expanding remit could impact its drive to become a data-led regulator. He reveals some common mistakes financial services firms make when interacting with the watchdog. He explains why he thinks the UK's asset management regulatory framework could benefit from a fundamental rethink as lawmakers reshape the UK’s rulebook post-Brexit and he warns City bosses they risk serious fall-out if they do not act now to adequately manage their operational risk.Â
These are subjects close to his heart because Nick Miller was the FCA’s head of as...