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Podcast: Following the Rules
Episode: Revealed: The FCA received 746 notifications of non-financial misconduct amongst senior City staff in 2020 and 2021. What’s next?
Description: Today’s episode is a deep dive into the Financial Conduct Authority’s efforts to tackle finance workers’ misbehaviour outside of the day job. In it, I reveal that the FCA received 746 notifications of such misconduct amongst senior City staff in 2020 and 2021. Of those, 646 related to breaches of Covid restrictions.
Together with today’s guests, we discuss the action the FCA is likely to take as a result of such behaviour, what finance firms should be doing now to better track and ultimately stamp out non-financial misconduct and plenty more in between.
Penny Miller is a partne...