Want to create an interactive transcript for this episode?
Podcast: Series 7 Whisperer
Episode: Intro to the SIE Exam 8/24/2024
Description: Send a textSIE exam overview part 1 Podcast episode  major securities regulations (Securities Acts of 1933, 1934, etc.) and their key provisions - Detailed explanations were provided on different types of securities including stocks, bonds, options, and their characteristics - Math concepts related to securities pricing, yields, and options were demonstrated - Practice questions were reviewed to show how concepts may be tested on the SIE examTopicsSecurities Regulations - Securities Act of 1933 covers primary market and new securities issuance - Securities Act of 1934 created the SEC and regulates the seconda...