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Series 7 Whisperer

The Series 7 Whisperer is the voice in your head you wish you had while studying. Hosted by a retired NYSE trader and FINRA principal with 37 years on the Street, this podcast cuts through the noise to deliver the raw, real, and testable truths behind the Series 7 exam. No fluff. No filler. Just the stuff that gets you paid. Whether you’re cramming before test day or grinding through options, suitability, and regs, this is your shortcut to passing with swagger.

Efficient Market Hypothesis (Series 65 and Series 66)

15 mins; March 19, 2026

SIE Exam Prep ( Market mechanics) Options,Mutual Funds,Economics,Order types

55 mins; March 14, 2026

Series 7 Exam: Customer Accounts ( SIE Exam also )

50 mins; March 06, 2026

A Guide to Equity Securities

32 mins; February 15, 2026

What AI Really Means for Finance Careers (No Hype)

11 mins; January 26, 2026

Series 7 Exam Prep: All About Bonds

41 mins; January 26, 2026

Securities Acts Explained for SIE Exam

15 mins; December 22, 2025

Series 7 Exam Prep:529 Plans.. Absolutely Testable

5 mins; December 18, 2025

Open End Funds vs Closed End Funds:A casual conversation

13 mins; November 02, 2025

Private Credit: what the heck is it?

14 mins; October 09, 2025

Series 65 and Series 66 Exam: Behavioral Finance

11 mins; October 09, 2025

Series 7 Exam prep: What is an ADR?

3 mins; October 09, 2025

ISO Versus NSO Stock Options Showdown

15 mins; October 08, 2025

EA Just Leveled Up… to $55 Billion

14 mins; October 07, 2025

SIE Exam Content Outline part 3

28 mins; October 06, 2025

Series 7 Exam Content Outline Part 1

54 mins; July 17, 2025

SIE Complete PArt 2 ( Offerings )

33 mins; June 22, 2025

Complete SIE Part 1 ( SIE Exam content outline explained

28 mins; June 17, 2025

SIE Exam Prep: A conversation about Equities

15 mins; May 16, 2025

SIE exam prep the Regulators...

15 mins; May 07, 2025

WTF!! China... Its time to play fair

2 mins; May 02, 2025

SIE Exam Terms and definitions (Series 7 Exam also )

117 hours 16 mins; April 10, 2025

SIE and Series 7 Exam: Terms and Definitions Part 1

119 hours 36 mins; April 01, 2025

Series 7 Exam Prep: Bottom Up vs Top Down investing

2 mins; March 03, 2025

Wall Street Wrap Up Feb 11th, 2025

1 min; February 11, 2025

10 Top 10 Reasons FINRA Should Let Anyone Take the Series 7 Exam (No Sponsorship Needed!)

6 mins; January 27, 2025

Wall Street Wrap up. Jan 25th, 2025

2 mins; January 26, 2025

Series 7 Showdown: Which is better? Mutual Fund or ETF?

9 mins; December 10, 2024

Series 66 Showdown: Broker Dealer Vs Investment Advisors

5 mins; December 07, 2024

Series 7 Showdown:GO Bonds vs. Revenue Bonds: The Ultimate Muni Finance Smackdown

5 mins; December 01, 2024

Intro to the SIE Exam 2024 ( AUDIO ONLY )

60 hours 48 mins; October 12, 2024

Intro to the SIE exam part 2 8/26/2024

117 hours 45 mins; September 16, 2024

Intro to the SIE Exam 8/24/2024

180 hours 10 mins; August 29, 2024

LIVE Q&A SIE Exam and Series 7 Exam Aug 15th 2024

60 hours 41 mins; August 18, 2024

Series 7 Exam :Exploring the Different Types of Mutual Fundss

23 mins; July 28, 2024

Option Cost Basis : Way too fast Rundown

4 mins; July 18, 2024

Live Q&A SIE exam and all FINRA and NASAA Exams 7/16/2024

70 hours 16 mins; July 17, 2024

Are you an Accredited Investor?

7 mins; June 30, 2024

SIE and ALL FINRA Exam LIVE Q&A June 25th, 2024

71 hours 11 mins; June 27, 2024

LIVE Q&A SIE EXAM and ALL FINRA and NASAA Exams June 18th 2024

68 hours 35 mins; June 19, 2024

Series 65/66 Investment Advisory Clients

92 hours 27 mins; June 16, 2024

Live Q&A for SIE Exam and ALL FINRA and NASAA Exams June 13,2024

65 hours 0 mins; June 15, 2024

SIE and Series 7 LIVE Q&A June 11 2024 with 20 minutes of "How to study"

76 hours 34 mins; June 12, 2024

Arbitrage is not a dirty word

24 mins; June 11, 2024

Series 7 Exam Weekly Class June 7th 2024

58 mins; June 08, 2024

Dividend Timeline: New Rules for T+1 SIE Exam prep and Series 7 Exam Prep

11 mins; May 31, 2024

Live Q&A SIE exam and ALL FINRA and NASAA Exams.. May 30th, 2024

49 mins; May 30, 2024

Live Q&A May 21st 2024 ( SIE Exam, Series 7 Exam, Series 66 Exam )

83 hours 4 mins; May 22, 2024

SIE Exam Prep:T+1 settlement is coming soon to a BrokerDealer near you

8 mins; May 19, 2024

LIVE Q&A ALL FINRA AND NASAA Exams May 16, 2024

68 hours 12 mins; May 18, 2024

SIE Exam prep: Riskless Principal vs Net Basis

13 mins; May 14, 2024

SIE Exam and Series 7 exam :Way too fast rundown on Structured notes

9 mins; May 01, 2024

Series 6 Exam: Investment Startegies and Portfolio Analysis

17 mins; April 28, 2024

LIVE Q&A ALL FINRA EXAM Apr 18, 2024 w/special guest!! Brandon Rith

83 hours 59 mins; April 19, 2024

SIE and Series 7 LIVE Q&A April 11 2024 replay

73 hours 15 mins; April 15, 2024

SIE Exam prep: What is a Pipe Offering 2 min overview

2 mins; April 06, 2024

Live Q&A SIE exam and ALL FINRA and NASAA exam Apr 2 ,2024 Replay

93 hours 58 mins; April 03, 2024

Series 7 Exam : Quick and Dirty.. 30 mins of tips and tricks to pass the Series 7 Exam

32 mins; March 20, 2024

Series 66 Exam Prep: Investment Vehicle Characteristics( Series 65 also )

118 hours 5 mins; March 16, 2024

Live Q&A SIE exam and ALL FINRA and NASAA exam ( my most unhinged ) Mar 5,2024 Replay

84 hours 29 mins; March 06, 2024

Live Q&A All FINRA and NASAA Exams Feb 29th 2024 ( REPLAY )

70 hours 18 mins; March 01, 2024

Series 7 Exam live Q&A Feb 27th 2024 ( Replay)

79 hours 26 mins; February 28, 2024

Series 7 Exam prep: What is REIT?( DPP bonus)

14 mins; February 26, 2024

Federal Securities Acts ( Series 65 and Series 66 Exam )

30 mins; February 19, 2024

Series 7 Exam Prep: A Comprehensive Guide to ETFs and ETNs

16 mins; January 28, 2024

Series 7 Exam :Option Collars

6 mins; January 09, 2024

Series 7 Exam: Option Math( opening and closing transactions )

14 mins; January 08, 2024

Series 63 The Administrator and Jurisdiction ( Series 65 and Series 66 )

23 mins; January 07, 2024

Career change into Finance? Look before you Leap

9 mins; December 28, 2023

twas the night before Chrismas (series 7 edition)

1 min; December 24, 2023

5 Simple tips to prevent burnout when studying

2 mins; December 22, 2023

Series 65/66 Exam:What is an Investment Advisor

40 mins; December 19, 2023

How I passed the Series 7 Exam in one try

10 mins; December 08, 2023

Series 65/66 Exam:Per Stirpes vs Per Capita

5 mins; December 06, 2023

Series 63/65/66: What is a Broker Dealer

30 mins; December 05, 2023

Discretionary Accounts( SIE exam and Series 7 Exam )

15 mins; December 04, 2023

Option basics: Dont be afraid of the Greeks

10 mins; November 30, 2023

Securities Registration ( Series 63,65 and Series 66 Exam )

13 mins; November 20, 2023

Series 6 Exam Quick and DIrty Last minute review

48 mins; November 06, 2023

Way Too Fast Rundown on: What is a Bond?

4 mins; November 02, 2023

8 Hours of Finance Terms you need to know

467 hours 20 mins; October 19, 2023

Finance Terms you need to know T-Z

36 mins; October 18, 2023

Finance Terms you need to know for the Series 7 and Series 65 Exam

41 mins; October 09, 2023

ETF vs ETN: Series 7 Exam

5 mins; October 05, 2023

I Failed the Series 7 Exam.. What do I do now? (any FINRA or NASAA Exam )

2 mins; October 03, 2023

Series 63 (Crash Course) Quick and Dirty Review

20 mins; September 26, 2023

Series 66 (Crash Course ) Quick and Dirty Review

45 mins; September 24, 2023

Series 7 Exam prep: Complaints. Disputes and Errors OH MY!!

17 mins; September 13, 2023

Series 57 Trading Markets (video in description )

94 hours 57 mins; September 08, 2023

Regulation M for the Series 57 and Series 24

22 mins; August 24, 2023

Series 63 Exam: Ethical and Prohibited Activities ( Series 65 and Series 66 also )

36 mins; August 14, 2023

Series 63 Exam Prep: Definitons and Overview

20 mins; August 04, 2023

Series 7 Tips and Tricks Guerilla stye (Quick and Dirty )

47 mins; June 28, 2023

Finance terms you need to know Letter R #series7 #series65 #sieexam

48 mins; June 18, 2023

Finance Terms you need to know P-Q for the Series 7 Exam and Series 65 Exam

37 mins; June 06, 2023

Series 65 Updated topics: Digital Assets

10 mins; June 02, 2023

Finance terms you need to know Letters N-0

26 mins; May 30, 2023

Finance terms: Series 7 Exam and Series 65 Exam Letter M

34 mins; April 11, 2023

Should I take the Series 65 or Series 66 Exam

3 mins; April 06, 2023

Series 7 Exam Prep:Retirement accounts: A Quick Overview

22 mins; March 24, 2023

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Series 7 Whisperer

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