Want to create an interactive transcript for this episode?
Podcast: Series 7 Whisperer
Episode: Intro to the SIE Exam 2024 ( AUDIO ONLY )
Description: SIE exam overview part 1 Podcast episodeÂ
 major securities regulations (Securities Acts of 1933, 1934, etc.) and their key provisions
 - Detailed explanations were provided on different types of securities including stocks, bonds, options, and their characteristics
 - Math concepts related to securities pricing, yields, and options were demonstrated
 - Practice questions were reviewed to show how concepts may be tested on the SIE exam
Topics
Securities Regulations
 - Securities Act of 1933 covers primary market and new securities issuance
 - Securities Act of 1934 created the SEC and regulates the secondary market<...