Do you love investing? Ever thought about turning that passion into a business? Listen up to learn to navigate the legal loopholes in forming, launching, and running a private investment fund, including considerations unique to digital asset/crypto funds. Dave Rothschild is a partner at Cole-Frieman & Mallon, one of the country's premier boutique investment management law firms with deep experience in traditional assets, as well as esoteric asset classes like digital assets. For questions or comments, email [email protected]. Visit our website: https://colefrieman.com
Episode 82: Reasonable Expectations: How the SEC (Now) Applies Howey to Crypto
17 mins; March 23, 2026
Episode 81: Slopeside with the Summit Syndicate
13 mins; March 09, 2026
Episode 80: Fair Investment Practices by Venture Capital Companies Law
11 mins; February 11, 2026
Episode 79: Liberate the Yield with Ronald Falls, Jr.
30 mins; January 28, 2026
Episode 78: Outsourced Compliance with Fizza Khan, Silver Regulatory Associates
38 mins; January 13, 2026
Episode 77: All the Wisdom from 2025
19 mins; December 23, 2025
Episode 76: SF Gross Receipts Tax with Kevin Leiske, Cole-Frieman & Mallon
20 mins; December 15, 2025
Episode 75: Cayman Directors with Darragh Murphy, Marfire
43 mins; December 09, 2025
Episode 74: Cayman Funds with Patrick Colegrave, Forbes Hare
38 mins; November 25, 2025
Episode 73: Prime Brokerage with Harry Shillingford, Marex
34 mins; November 13, 2025
Episode 72 - The Main Event
4 mins; October 23, 2025
Episode 71: Fund Manager Insurance with James Tallarico and Kevin Flasch, Risk Strategies
34 mins; October 15, 2025
Episode 70: The SEC Knows Action
10 mins; October 08, 2025
Episode 69: Fund Valuations with Joe Brennan, Houlihan Capital
28 mins; September 24, 2025
Episode 68: Crypto Fund Audits with Gautam Ganeshan, KPMG
36 mins; August 27, 2025
Episode 67: SEC Commissioner Hester Peirce
27 mins; July 23, 2025
Episode 66: BVI Funds with Phil Graham, Harneys
50 mins; July 09, 2025
Episode 65: The Zombie Episode (Three Rungs of the Regulatory Ladder)
8 mins; July 02, 2025
Episode 64: Fund Taxation with Colleen Fay, Withum
34 mins; June 25, 2025
Episode 63: Hedge Fund Offering Terms, Part 2: Liquidity
15 mins; June 18, 2025
Episode 62: Fund Audits with Salman Ali, CBIZ
43 mins; June 03, 2025
Episode 61: Hedge Fund Offering Terms, Part 1: Compensation
17 mins; May 19, 2025
Episode 60: Fund Administration with Bert McCooey, Ascent
30 mins; April 30, 2025
Episode 59: Peeling Layers
7 mins; April 21, 2025
Episode 58: Yet Another CTA Update (Yawn)
4 mins; March 25, 2025
Episode 57: Fixing the Hole in Your Net (And More!)
12 mins; March 25, 2025
Episode 56: Interpretive Clarity
13 mins; March 06, 2025
Episode 55: Sunshine and Rainbows…from the SEC
11 mins; February 27, 2025
Episode 54: Guess Who's Back
5 mins; February 20, 2025
Episode 53: A New Sheriff
7 mins; January 23, 2025
Episode 52: AI Policies for Investment Advisers
12 mins; January 09, 2025
Episode 51: 2024 Year-End Overview
12 mins; December 18, 2024
Episode 50: CTA Enjoined
10 mins; December 05, 2024
Episode 49: Crypto’s Glad Tidings
6 mins; November 27, 2024
Episode 48: Can the President Fire the SEC Chair?
15 mins; November 01, 2024
Episode 47: The “Come in and Register” Fallacy
14 mins; October 16, 2024
Episode 46: For the Crypto Skeptic
12 mins; October 02, 2024
Episode 45: Digital Asset Manager SEC Settlement
10 mins; September 13, 2024
Episode 44: Marketing Decks
11 mins; September 03, 2024
Episode 43: Pay-to-Play Rule
6 mins; August 06, 2024
Episode 42: Form N-PX
6 mins; August 02, 2024
Episode 41: Supreme Court Smackdown
10 mins; July 18, 2024
Episode 40: Florida Private Fund Exemption
4 mins; July 11, 2024
Episode 39: SAB 121
8 mins; June 21, 2024
Episode 38: RIP Private Fund Adviser Rule
7 mins; June 07, 2024
Episode 37: Tornadoes, Samourais and Money Transmitters
12 mins; May 28, 2024
Episode 36: Adviser Integration
9 mins; May 16, 2024
Episode 35: Venture Capital Funds
11 mins; April 25, 2024
Episode 34: Management Company Operating Agreements
7 mins; April 09, 2024
Episode 33: Tokenized Funds
9 mins; March 12, 2024
Episode 32: Annual ADV Amendments!
6 mins; March 01, 2024
Episode 31: My Cousin Vinny (aka Third Party Marketers)
5 mins; January 31, 2024
Episode 30: CTA, Part Deux
7 mins; January 16, 2024
Episode 29: 2023 Year-End Overview
7 mins; December 20, 2023
Episode 28: Management Company Structures
12 mins; December 14, 2023
Episode 27: Corporate Transparency Act
6 mins; November 28, 2023
Episode 26: Waterfalls
10 mins; November 07, 2023
Episode 25: Hurdle Rates
6 mins; October 30, 2023
Episode 24: High Water Marks
8 mins; October 10, 2023
Episode 23: Expenses
13 mins; September 27, 2023
Episode 22: Late Summer News Roundup
12 mins; September 13, 2023
Episode 21: Private Fund Advisers Rule
17 mins; August 29, 2023
Episode 20: Non-U.S. Fund Managers
9 mins; August 09, 2023
Episode 19: Ripple Wins (Mostly)!!
13 mins; July 17, 2023
Episode 18: Rebutting Prometheum
12 mins; July 03, 2023
Episode 17: Using AI
11 mins; June 29, 2023
Episode 16: The Gloves Are Off
14 mins; June 08, 2023
Episode 15: DAOs
8 mins; May 30, 2023
Episode 14: LIVE Marketing Rule Event!
38 mins; May 12, 2023
Episode 13: SPVs!
10 mins; April 28, 2023
Episode 12: Incubator Funds
7 mins; April 11, 2023
Episode 11: Considerations for Funds in a World of Bank Runs
5 mins; March 15, 2023
Episode 10: Much Ado About Custody (or Safeguarding)