LanguaTalk

Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence

Compliance Clarified is a podcast from Thomson Reuters Regulatory Intelligence.Listen to wide-ranging, insightful discussions on all things compliance for financial services firms. We delve into the hot topics of the day, the challenges faced and offer up practical ideas for emerging good practice. We de-mystify regulation and explore the art, as well as the science, of the ever-expanding role of the compliance officer. Enforcements, digital transformation, regulatory change, governance, culture, conduct risk – anything and everything impacting the compliance function is up for discussion.

Season 12, Episode 10: COP 29 summit and the elephant in the room

16 mins; November 21, 2024

Season 12, Episode 9: A discussion on TD Bank's AML challenges and record-setting fine

28 mins; November 14, 2024

Series 12, Episode 8: Consumer Duty, so far so good?

13 mins; November 07, 2024

Series 12, Episode 7: Bluecrest

13 mins; October 31, 2024

Season 12, Episode 6: What impact will the U.S. presidential election have on regulation? Who will win?

29 mins; October 24, 2024

Series 12, Episode 5: Luxury Sector Scrutinized for Financial Crime and Sanctions Risk

33 mins; October 17, 2024

Season 12, Episode 4: Basel 3 Endgame: where do we stand?

25 mins; October 10, 2024

Season 12, Episode 3: Recapping the ACAMS Las Vegas 2024 Conference with veteran AML reporter Brett Wolf

32 mins; October 03, 2024

Series 12, Episode 2: Methane and the looming regulatory and reputational risks for Banks, asset owners

18 mins; September 26, 2024

Series 12, Episode 1: Unpacking the UK FCA’s approach to Freedom of Information Act compliance

42 mins; September 19, 2024

Series 11, Episode 10: Domestic PEPs: Compliance lessons from the UK election gambling scandal

32 mins; July 18, 2024

Series 11, Episode 9: What the UK’s new Labour government might mean for financial services regulation

45 mins; July 11, 2024

Series 11, Episode 8: Culture and conduct risk arising from artificial intelligence

42 mins; July 04, 2024

Series 11, Episode 7: Consumer Duty - Delivering better consumer outcomes

27 mins; June 27, 2024

Series 11, Episode 6: Redress: giving the proceeds of grand corruption, kleptocracy, and Chelsea FC to victims

35 mins; June 20, 2024

Series 11, Episode 5: Stablecoins: fragmented regulatory approach and financial crime

37 mins; June 13, 2024

Series 11, Episode 4: FCA enforcement strategy: Reducing open case numbers and that "naming and shaming" proposal

35 mins; June 06, 2024

Season 11, Episode 3: Moving beyond compliance toward an 'assurance model' with ethics as cornerstone

22 mins; May 30, 2024

Season 11, Episode 2: Protecting our Parents; The Alarming Increase in Elder Exploitation and Fraud

36 mins; May 23, 2024

Season 11, Episode 1: Under the Finfluence: the many forms of social media financial promotions

45 mins; May 16, 2024

Season 10, Episode 9: European Central Bank and EU lawmakers add to sustainability workload for compliance officers

20 mins; March 21, 2024

Season 10, Episode 8: Ongoing Ukraine war, global tensions add export controls to sanctions compliance complexity

33 mins; March 14, 2024

Season 10, Episode 7: International Women's Day 2024: Navigating the backlash

26 mins; March 07, 2024

Season 10, Episode 6: Insider dealing lists: lessons from a conviction

27 mins; February 29, 2024

Season 10, Episode 5: How Mekong region organized crime built a global cryptocurrency money laundering network

35 mins; February 22, 2024

Series 10, Episode 4: Bribery and corruption outlook in the U.S. and UK for 2024

22 mins; February 08, 2024

Series 10, Episode 3: See you in court! The SEC and spot bitcoin ETFs

31 mins; February 01, 2024

Series 10, Episode 2: The state of sustainability regulation in the U.S. in 2024

21 mins; January 25, 2024

Series 10, Episode 1: 10 things compliance officers must consider in 2024 – EU and UK

23 mins; January 18, 2024

Series 9, Episode 11: Key takeaways from Week 1 of COP28 for financial firms

14 mins; December 07, 2023

Season 9, Episode 10: Cross-border crypto fraud enforcement and the globalization of money laundering as a service

33 mins; November 30, 2023

Season 9, Episode 9: OPBAS plus? UK professional body supervisors and AML supervision reform

44 mins; November 23, 2023

Season 9, Episode 8: Hamas, terrorist financing and the U.S. response to the 7 October attack

28 mins; November 16, 2023

Season 9, Episode 7: Singapore police unveils S$2.8 billion biggest money laundering ring

14 mins; November 09, 2023

Series 9, Episode 6: Whistleblower protections demand scrutiny in separation and confidentiality agreements

17 mins; November 02, 2023

Series 9, Episode 5: Does Australia's senior management accountability go FAR enough?

19 mins; October 26, 2023

Series 9, Episode 4: The FCA and its difficulties of dealing with whistleblowing

19 mins; October 19, 2023

Series 9, Episode 3: North Korea, Russia, crypto and changing attitudes to sanctions in Asia

30 mins; October 12, 2023

Series 9, Episode 2: Fincen's U.S. beneficial ownership database--inching closer to transparency

25 mins; October 05, 2023

Series 9, Episode 1: UK Financial Conduct Authority's enforcement arm: "all bases covered" or "highly unsatisfactory"?

28 mins; September 28, 2023

Series 8, Episode 10: Artificial Intelligence in compliance: opportunities, pitfalls, and the regulatory response

32 mins; July 20, 2023

Series 8, Episode 9: The UK FCA's Consumer Duty, what does it all mean?

20 mins; July 13, 2023

Series 8, Episode 8: PwC in damage control following Australian tax policy "corruption" scandal

14 mins; July 06, 2023

Series 8, Episode 7: U.S. bank regulators step up stress testing post-SVB

16 mins; June 29, 2023

Series 8, Episode 6: Suspicious activity reports surge; 2023 filings on pace for another record

22 mins; June 22, 2023

Series 8, Episode 5: The FCA's track record on whistle-blowing

24 mins; June 15, 2023

Series 8, Episode 4: The case for reengineering KYC and the latest on sanctions screening challenges

21 mins; June 08, 2023

Season 8, Episode 3: Navigating the Asia-Pacific cyber risk landscape

10 mins; June 01, 2023

Season 8, Episode 2: The Cost of Compliance Report

15 mins; May 25, 2023

Season 8, Episode 1: Santander, the Post Office and money laundering for Columbian cartels

14 mins; May 18, 2023

Season 7, Episode 10: The curious case of Credit Suisse (AT1) bondholders

11 mins; March 30, 2023

Season 7, Episode 9: SVB collapse: what were the regulators doing?

22 mins; March 23, 2023

Season 7, Episode 8: Governance failure at the Perth Mint

12 mins; March 16, 2023

Season 7, Episode 7: International Women’s Day special: How to ensure diversity and inclusion initiatives deliver meaningful outcomes

31 mins; March 08, 2023

Season 7, Episode 6: Culture is King — When regulators fall short of their own expectations

18 mins; March 02, 2023

Season 7, Episode 5: The UK enforcement outlook for 2023

20 mins; February 23, 2023

Season 7, Episode 4: “Tumult and change” and new rules shape U.S. SEC’s exam priorities this year

36 mins; February 16, 2023

Season 7, Episode 3: Top trends for risk and compliance professionals in the Asia-Pacific region

22 mins; February 09, 2023

Season 7, Episode 2: Top concerns for U.S. compliance professionals in 2023

33 mins; February 02, 2023

Season 7, Episode 1: 10 things UK and EU Compliance officers need to consider in 2023

20 mins; January 26, 2023

Season 6, Episode 10: Testimonials and Yelp -- U.S. ad rule opens new era for investment advisers

23 mins; December 22, 2022

Season 6, Episode 9: The 'Edinburgh Reforms'. Big Bang 2.0 for UK financial regulation?

30 mins; December 16, 2022

Season 6, Episode 8: “Let crypto burn”? Or regulate it?

43 mins; December 08, 2022

Season 6, Episode 7: EU Digital Operational Resilience Act

15 mins; December 01, 2022

Season 6, Episode 6: Casinos, gambling and money laundering risks

14 mins; November 24, 2022

Season 6, Episode 5: COP27 and the impact on ESG financial services regulation

24 mins; November 17, 2022

Season 6, Episode 4: Criminal gangs target sports to launder money, ill-gotten gains

20 mins; November 10, 2022

Season 6, Episode 3: Underwriters of the storm: the insurance industry after Hurricane Ian

25 mins; November 03, 2022

Season 6, Episode 2: the UK Economic and Corporate Transparency Bill

27 mins; October 27, 2022

Season 6, Episode 1: $2 billion in fines, for texts

28 mins; October 20, 2022

Season 5, Episode 10: Personal Liability

36 mins; July 19, 2022

Season 5, Episode 9: Cost of Compliance 2022 report

35 mins; July 12, 2022

Season 5, Episode 8: Future regulatory change

50 mins; July 05, 2022

Season 5, Episode 7: Data governance

37 mins; June 28, 2022

Season 5, Episode 6: All things financial crime

53 mins; June 21, 2022

Season 5, Episode 5: The challenge of increasingly vulnerable customers

42 mins; June 14, 2022

Season 5, Episode 4: ESG under strain?

41 mins; June 07, 2022

Season 5, Episode 3: Evolving conduct risk standards

39 mins; May 31, 2022

Season 5, Episode 2: Operational resilience through a cyber lens

42 mins; May 24, 2022

Season 5, Episode 1: Cryptos on the rise 2022 – a complex regulatory future emerges

46 mins; May 17, 2022

Season 4, Episode 10: Sanctions – intended and unintended consequences and how to deal with them

39 mins; April 05, 2022

Season 4, Episode 9: The potential of Islamic finance

26 mins; March 29, 2022

Season 4, Episode 8: Corporate Investigations

23 mins; March 22, 2022

Season 4, Episode 7: The threat of Big Tech

35 mins; March 15, 2022

Season 4, Episode 6: Celebrating International Women’s Day

37 mins; March 08, 2022

Season 4, Episode 5: Where are we now with Brexit?

49 mins; March 01, 2022

Season 4, Episode 4: Continuing regulatory challenges of hybrid working

35 mins; February 22, 2022

Season 4, Episode 3 - Outlook for 2022 - a focus on financial crime

49 mins; February 15, 2022

Season 4, Episode 2: Five key risks for financial services firms in 2022

48 mins; February 08, 2022

Season 4, Episode 1: Ten things compliance officers need to consider in 2022

45 mins; February 01, 2022

Season 3, Episode 10: Fintech, regtech and the role of compliance in 2022

32 mins; December 07, 2021

Season 3, Episode 9: The ‘G’ of ESG essential after COP26

38 mins; November 30, 2021

Season 3, Episode 8: Is crypto regulation mission impossible?

41 mins; November 23, 2021

Season 3, Episode 7: Operational resilience and the supply chain

42 mins; November 16, 2021

Season 3, Episode 6: The persistence of market abuse

41 mins; November 09, 2021

Season 3, Episode 5: The continuing regulatory dilemma for cryptos

49 mins; November 02, 2021

Season 3, Episode 4: Preparing for increased personal liability

47 mins; October 26, 2021

Season 3, Episode 3: ESG as a strategic priority

41 mins; October 19, 2021

Season 3, Episode 2: The increasing importance of diversity

37 mins; October 12, 2021

Season 3, Episode 1: Shifting sands of sanctions

30 mins; October 05, 2021

Click here to see more

Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence

Useful pages

Find a tutor

Languages